Brokerage Operations experts delivers timely entries and updates to clients’ accounts and platforms as requested by the client, through internal departmental requests and from various regulatory groups. They work closely with Sales and Client Services teams to ensure clients have a well-rounded and smooth experience, from setting up and funding an account, to day-to-day activity. This UK Public College will provide participants with an overview of brokerage operation, identify the key roles of brokerage operations, and review the different types of accounts. The course will explore customer identification program and review the differences between the main types of securities issues.

Description
This Brokerage Operations Certificate Level 6 Course will introduce participants to Fundamentals of Brokerage Operations that covers all phases of securities processing within a brokerage firm. Participants will gain a good understanding of the trade life cycle and how the trade settlement process relates to other parts of the broker dealer, such as finance and regulatory reporting. This Certificate course will review industry participants and utilities such as the clearing corporations and how they are an integral part of the operations process. This brokerage operation course will also discuss the changes in the marketplace and trade execution venues and how those changes have affected the trade settlement process.

Certificate
We send certificates to students within 24 hours of course completion. Students will be awarded the Brokerage Operations Certificate Level 6.

Accreditation
The course is accredited by The CPD Qualifications Group

Course Benefits
At the end of this Certificate course, you will be awarded with a Brokerage Operations Certificate Level 6, and will also be able to:

• Identify the key roles of Brokerage Operations and recognize the characteristics of the marketplace and how it interacts with the operation
• Identify the steps to process a trade and understand the role of clearing
• Understand the settlement process and how to transfer securities.
• Understand the relevant regulations around the securities margining process and the purpose for Brokerage Accounting.
• Recognize the two primary records kept in a brokerage firm and the purpose of the general ledger.

Who is this course for?

This course is open to both College-going, Graduates and Professionals interested in career Brokerage Operations

Requirements

There is no experience or previous qualifications required for enrollment on this course. It is available to students with little or no background in accounting will be an advantage for this course.

• Learners should be ages 16 or over to undertake the qualification.
• Good understanding of English language, numeracy.

The course can be completed in a very short time, it totally depends on the life style of the learners. Also, there is no pressure on students to complete the course on fast mode, the course is valid for 12 months, so students can complete the course with complete peace of mind and with no pressure at all.

This training leads you to become a brokerage expert, Purchase and sale clerks, Dividend clerks, Transfer clerks, Receive and deliver clerks, and so on. Also, skills in Brokerage Operations are of great value for progression in higher studies.

This is a self-study course, students have 100% freedom to complete the course, there is no time restriction on this course.

There is a number of options you can pay your fees. We accept bank transfer, Paypal payment, Sterling Cheques, Sterling Bank drafts, Master Card and Debit Card payments.

Once a student is registered we will allocate a UK-Based tutor to guide the student throughout his/her studies. The tutor will be available via email and via Virtual Learning Environment. The tutor will guide and support the students till the given assignments are complete and submitted